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Is this clinical trial fully registered? A statement from the
International Committee of Medical Journal Editors
Catherine De Angelis, Jeffrey Drazen, Frank Frizelle,
Charlotte Haug, John Hoey, Richard Horton, Sheldon Kotzin, Christine Laine, Ana
Marusic, John Overbeke, Torben Schroeder, Harold Sox, Martin Van Der
Weyden
In September 2004, the members of the International
Committee of Medical Journal Editors (ICMJE) published a joint editorial aimed
at promoting registration of all clinical trials (www.nzma.org.nz/journal/117-1201/1054).
We stated that we will consider a trial for publication only
if it has been registered before the enrolment of the first patient. This policy
applies to trials that start recruiting on or after July 1, 2005. Because many
ongoing trials were not registered at inception, we will consider for
publication ongoing trials that are registered before September 13, 2005. Our
goal then and now is to foster a comprehensive, publicly available database of
clinical trials.
A complete registry of trials would be a fitting way to
thank the thousands of participants who have placed themselves at risk by
volunteering for clinical trials. They deserve to know that the information that
accrues from their altruism is part of the public record, where it is available
to guide decisions about patient care, and deserve to know that decisions about
their care rest on all of the evidence, not just the trials that authors decided
to report and that journal editors decided to publish.
We are not alone in pursuing this goal. The World Health
Organization (WHO), through meetings in New York, Mexico City, and Geneva, has
brought us close to the goal of a single worldwide standard for the information
that trial authors must disclose. Around the world, governments are beginning to
legislate mandatory disclosure of all trials. For example, among the bodies
considering new legislation is the U. S. Congress, where the proposed Fair
Access to Clinical Trials (FACT) Act would expand the current mandate for
registration of clinical trials. Many other journals have adopted our policy of
requiring trial registration.
These initiatives show that trial registration has become a
public issue. But, as our deadline for registration approaches, trial authors
and sponsors want to be sure that they understand our requirements, so that
reports of their research will be eligible for editorial review. The purpose of
this joint and simultaneously published editorial is to answer questions about
the ICMJE initiative and to bring our position into harmony with that of others
who are working toward the same end.
Our definition of a clinical trial remains essentially the
same as in our September 2004 editorial: “Any research project that
prospectively assigns human subjects to intervention and comparison groups to
study the cause-and-effect relationship between a medical intervention and a
health outcome.” By “medical intervention” we mean any
intervention used to modify a health outcome. This definition includes drugs,
surgical procedures, devices, behavioural treatments, process-of-care changes,
and the like. We update our 2004 editorial to state that a trial must have at
least one prospectively assigned
concurrent control or comparison group
in order to trigger the requirement for registration.
Among the trials that meet this definition, which need to be
registered? The ICMJE wants to ensure public access to all “clinically
directive” trials -- trials that test a clinical hypothesis about health
outcomes (e.g. “Is drug X as effective as drug Y in treating heart
failure?”). We have excluded trials from our registration requirement if
their primary goal is to assess major unknown toxicity or determine
pharmacokinetics (phase 1 trials).
In contrast, we think the public deserves to know about
trials that could shape the body of evidence about clinical effectiveness or
adverse effects. Therefore, we require registration of all trials whose primary
purpose is to affect clinical practice (phase 3 trials). Between these two
extremes are some clinical trials whose prespecified goal is to investigate the
biology of disease or to provide preliminary data that may lead to larger,
clinically directive trials.
We recognise that requiring public registration of trials
whose prespecified goal is to investigate the biology of disease or to direct
further research might slow the forces that drive innovation. Therefore, each
journal editor will decide on a case-by-case basis about reviewing unregistered
trials in this category. Authors whose trial is unregistered will have to
convince the editor that they had a sound rationale when they decided not to
register their trial. The ICMJE will maintain this policy for the next two
years. We will then review our experience.
Our September 2004 editorial specified the information that
we would require for trial registration. Attendees at a recent meeting of the
WHO registration advisory group identified a minimal registration data set of 20
items (Table 1). The WHO-mandated items collectively address every key
requirement that we established in our September 2004 editorial.
The ICMJE supports the WHO minimal data set and has adopted
it as the ICMJE’s requirement: we will consider a trial for publication if
the authors register it at inception by completing all 20 fields in the WHO
minimal data set. As individual editors, we will review the data in the
registration fields when we decide whether to consider the trial for
publication. We will consider a registration data set inadequate if it has
missing fields or fields that contain uninformative terminology. If an
investigator has already registered a clinical trial in a publicly owned,
publicly accessible registry using the data fields that we specified in our 2004
editorial, we will consider that registration to be complete as long as each
field contains useful information.
Acceptable completion of data fields is an important
concern. It shouldn’t be, but it is. Many entries in the publicly
accessible clinicaltrials.gov database do not provide meaningful information in
some key data fields. A search conducted on May 4, 2005 (Deborah Zarin, M.D.,
personal communication) indicates that certain pharmaceutical-company entries
list a meaningless phrase (e.g., “investigational drug”) in place of
the actual name of the drug, even though a U.S. law requires trial registrants
to provide “intervention name” (www.fda.gov/cder/guidance/4856fnl.htm).
Many companies and other entities are completing the data
fields in a meaningful fashion. Data entries must include information that will
be of value to patients and health professionals; the intervention name is
needed if one is to search on that intervention.
Table 1. Minimal Registration Data Set*
*The
data fields were specified at a meeting convened by the WHO in April 2004; the
explanatory comments are largely from the ICMJE.
We recognise that clinical trial registries have many uses,
but whatever the use, a worldwide uniform standard for a minimal database is
necessary. We have participated in the WHO effort to establish a clinically
meaningful trial registration process. The ICMJE supports this ongoing project.
When it is complete we will evaluate the process, and if it meets our primary
objectives, we will adopt it.
We stated our requirements for an acceptable trial registry
in the September 2004 editorial, and they remain the same. The registry must be
electronically searchable and accessible to the public at no charge. It must be
open to all registrants and not for profit. It must have a mechanism to ensure
the validity of the registration data.
The purpose of a clinical trials registry is to promote the
public good by ensuring that everyone can find key information about every
clinical trial whose principal aim is to shape medical decision-making. We will
do what we can to help reach this goal. We urge all parties to register new and
ongoing clinical trials. If in doubt about whether a trial is “clinically
directive,” register it. Don’t use meaningless phrases to describe
key information. Every trial participant and every investigator should be
asking, “Is this clinical trial fully registered?”
Author information:
Catherine D. De Angelis, Editor-in-Chief, JAMA; Jeffrey M. Drazen,
Editor-in-Chief, New England Journal of Medicine; Frank A. Frizelle, Editor, New
Zealand Medical Journal; Charlotte Haug, Editor-in-Chief, Norwegian Medical
Journal; John Hoey, Editor, CMAJ; Richard Horton, Editor, The Lancet; Sheldon
Kotzin, Executive Editor, MEDLINE; Christine Laine, Senior Deputy Editor, Annals
of Internal Medicine; Ana Marusic, Editor, Croatian Medical Journal; A. John P.
M. Overbeke, Executive Editor, Nederlands Tijdschrift voor Geneeskunde (Dutch
Journal of Medicine); Torben V. Schroeder, Editor, Journal of the Danish Medical
Association; Harold C. Sox, Editor, Annals of Internal Medicine; Martin B. Van
Der Weyden, Editor, The Medical Journal of Australia
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