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The New Zealand Medical Journal

 Journal of the New Zealand Medical Association, 22-October-2004, Vol 117 No 1204

Resident Medical Officer working conditions in New Zealand: results of a recent survey
Stephen Child, Andrew Old
Abstract
Aims To survey Resident Medical Officers (RMOs) and Senior Medical Officers (SMOs) working at Auckland District Health Board (ADHB) on various aspects of RMO-working conditions and to trial the use of electronic keypad responders for this purpose.
Methods In April 2004, the Physicians Grand Round at ADHB was used as a forum to conduct a survey on RMO working conditions in New Zealand. Results were collected anonymously using electronic keypad responders and recorded in a spreadsheet to allow analysis and comparison of the two professional groups.
Results 27 RMOs and 32 SMOs attended and participated in the survey, answering 11 questions. Responses showed significant differences between the two groups in 7 of the 11 questions asked. In addition, both groups favoured changes to the status quo on a significant number of issues.
Conclusions RMOs and SMOs in New Zealand have differing opinions regarding the working conditions of RMOs. This study supports the need for wider scale, national discussion of these issues and the development of appropriate strategies to address these differences and their implications.

Health systems worldwide are facing significant challenges with regards to junior doctor staffing. In part, these difficulties have arisen from the need to reduce the inappropriately long hours traditionally worked by junior doctors. As junior doctors working hours have decreased, most hospitals have responded to the change by increasing the numbers employed. Additional pressure has come from increased patient demands and changing methods of service delivery that have further fuelled the need for greater numbers.
In most Western countries, this increased need for junior doctors has outstripped the supply of new medical graduates resulting in worsening shortages. More recently, the European Working Time Directive (EWTD)* has been enacted which requires the average weekly hours of work of junior doctors in Europe to be no more than 58, by August 2004. The United Kingdom alone has estimated the need for an additional 15,000 doctors to staff the National Health Service (NHS) to meet this directive, and most commentators are predicting a prolonged period of non-compliance due to an inability to recruit in sufficient numbers. A recent Royal College of Physicians survey estimates that only 23% of Trusts (District Health Board equivalents) will be compliant with the EWTD1 while a second article notes a greater than 400% increase in non-consultant career grade doctors (Medical Officer of Special Scale (MOSS) equivalents) in the 10 years to 2001.2 Similar reports from Ireland, Germany, and the Netherlands predict difficulties with EWTD compliance while France, Spain, and Slovenia have requested an exemption from this legislation.3
In New Zealand, junior doctor working conditions are prescribed by a national contract negotiated between the District Health Boards (DHBs) and the Resident Doctor union, the New Zealand Resident Doctors Association (NZRDA). Current working conditions are arguably the best in the world and, in most cases, DHBs are already compliant with the EWTD. Many DHBs, however, have complained about the dramatic increase in junior doctor staffing required for contract compliance, and have voiced concern over the negative impact on training and lack of flexibility in the contract provisions. These concerns are shared with their counterparts in the United Kingdom who are grappling with similar issues in attempting to come to terms with the EWTD.3,4
For this article, we conducted a small survey of the views of junior and senior doctors on 11 aspects of the current contract at the Physicians Grand Round at Auckland District Health Board (ADHB).
*EWTD: A directive from the Council of the European Union (93/104/EC) to protect the health and safety of workers in the European Union. It lays down minimum requirements in relation to working hours, rest periods, annual leave, and working arrangements for night workers. The Directive was enacted in UK law as the Working Time Regulations, which took effect from 1 October 1998. The WTD applied to all workers with a few exceptions, including doctors in training. From August 2004, it will be extended to apply to these doctors, although the provisions will be phased in with a maximum hours requirement reducing from 58 hours in 2004 to 48 hours in 2009.

Methods

ADHB is the largest tertiary healthcare provider in New Zealand. It employs 487 junior doctors, which is roughly 26% of the current New Zealand junior doctor workforce. ADHB holds a weekly Physicians Grand Round which is open to all medical, nursing, and allied health staff.
In April 2004, a grand round was held to discuss junior doctor working conditions. Special advertising was produced, inviting junior and senior doctors to the discussion. Electronic keypad responders ensured that all senior and junior doctors present were able to express their individual opinions anonymously.
Eleven multiple-choice questions were asked of the audience, with each question preceded by a discussion of the individual issue presented. The audience was asked to pick their preferred answer using the keypad responders, with the results immediately collated and displayed. A brief summary discussion was held following each question. All results were then combined in a spreadsheet and are presented below.
Results are reported as count (percentage) or proportion (95% confidence intervals). Differences in proportions were compared using a chi-square test. Non responders were not included in the analysis and a p-value less than 0.05 was considered statistically significant. All analysis was performed using SAS statistical software.

Results

More than 100 people attended the presentation, and 70 keypad responders were distributed to the audience. Of the 70 keypads distributed, 27 responders identified themselves as junior doctors (Resident Medical Officers/RMOs) and 32 as senior doctors (Senior Medical Officers/SMOs), with 11 recorded as ‘Other’.
The SMOs consisted primarily of physicians representing the departments of critical care, general, and sub-specialty medical groups around the hospital. Similarly, the RMOs were primarily medical registrars and house officers with little or no surgical representation. Most were post-graduate year 2 or greater, with many having worked in more than one DHB in New Zealand. Only the results from those identifying as doctors are presented here.

Perspectives on working structure (Table 1)

Nights—A discussion was held regarding the restrictions on first year probationary house officers (PGY1) working nights in their initial employment period. Respondents were offered options of status quo (6 month restriction), shorter restriction periods that differentiate between tertiary and secondary hospitals, deletion from the contract with discretion left to the Medical Council, or ‘other’ (Table 1).

Table 1. Perspectives on working structure



SMO
n=32
RMO
n=27
P value
RMO vs SMO
Rules for Nights




None within 6 months of employment
4
14
0.001

Tertiary Hospitals - 4 week restriction



and Secondary Hospital - 10 week restriction
4
2

Tertiary Hospitals - 6 week restriction



and Secondary Hospital - 3 month restriction
22
7

At the discretion of MCNZ/Intern supervisors
1
0
Consecutive Nights




≤7

12
3
0.063

≤5

12
16

≤4

2
5

Other

3
2
Relief Notification Period




14 days notice of any duty
0
4
<0.001

14 days notice of after-hours
6
16

7 days notice of after-hours
18
6

Other

5
0
24 Hour On-Call Roster Pattern




Permissible if ≤3 overnight calls per week
5
11
0.021

Permissible if ≤2 overnight calls per night
10
2

Permissible if:
  • frequency of call was ≤1:5
  • average 4hrs rest per night
  • emergency provisions if “bad” night
  • no unsupervised clinical duty in following 24hrs
8
4

Not permissible
3
6
Weekend Roster Pattern




Alternative weekends off
7
20
0.001

50% of weekends off
19
4

48 hrs off per 14 days
2
0

Other

2
2
Weekdays Off Roster Pattern




No rostered weekdays off
5
10
0.123

Flexible rostering
16
7

Flexible rostering - where SMOs work shifts
8
8

Other

1
0
Maximum Hours Permissible per 7 days




72

14
6
0.18

66

4
4

60

8
10

56

0
2

Other

0
1

14 (52%) of the RMOs preferred no night duties for the first 6 months of employment compared to just 4 (13%) of SMOs. The majority of SMOs (71%) favoured a shorter and variable restriction period as indicated (Table 1, Figure 1).

Figure 1. Restricted period in which PGY1 House Officers cannot do night shift

CONTENT01.jpg

Respondents were also asked their opinion as to the maximum permissible number of consecutive nights an RMO should be allowed to do. The majority of RMOs (62%) favoured a restriction to a maximum of 5 nights whereas SMOs were evenly divided between a restriction to either 7 or 5 nights (Table 1).

Relief notification period—To cover leave provisions, DHBs employ dedicated ‘leave relievers’ who are RMOs hired for the sole purpose of replacing other RMOs on leave.
Currently the contract states that relievers must be given 14 days notice of any duty. Following discussion, respondents were given the options of the status quo, or for the notice period to apply to after hours duties only, with relievers not allocated being available for work, Monday to Friday 0800–1600.
Both groups favoured the notification period to apply only to after hours duty with the RMOs favouring 14 days notice of such duties (62%) and the SMOs favouring 7 days notice (62%) (Table 1, Figure 2).

Figure 2. Notification required to work when allocated as a reliever

CONTENT02.jpg

24-hour on-call—The current contract does not permit RMOs to be rostered for more than 16 hours duty in any situation unless an exemption is granted by the union. The terms for such an exemption are not defined but informally, the union will only grant an exemption if the frequency of any calls between midnight and 8 am is less than 2–3 calls/week.
Following discussion, respondents were offered options of the status quo or to permit 24-hour call if the frequency of calls was less than 2/night, or to permit 24-hour call if the frequency of such on-call periods was greater than 1:5 and if there was an average of 4 hours rest per night on-call. Emergency provisions would need to be in place if less than 2-hours’ sleep was achieved and theatre and clinics would be cancelled the day following such call periods. A fourth option was provided that 24-hour call should never be permitted.
RMOs primarily favoured the status quo (48%) however a significant number (26%) also favoured the complete abolition of 24 hour call. SMOs however clearly supported the concept of 24 hour call with restrictions as noted by the second and third options presented above (69% combined) (Table 1).
Weekend roster pattern—Respondents were asked their opinion regarding weekend rostering. The current contract states that RMOs must be free of duties every alternate weekend.
Respondents were offered the choices of status quo, a change to 50% of weekends rostered off† or the concept of rotating weekends with 48 hours rostered off in a 14-day period but not necessarily assigned to weekend days.
The majority of RMOs (77%) favoured the status quo with alternate weekends off, whereas a similar majority of SMOs (63%) favoured a change to 50% of weekends rostered off (Table 1, Figure 3).
†A minimum of 50% of weekends off across the rotation—eg, 7 weekends off out of 14, but not necessarily every second weekend off as per the status quo.

Figure 3. Weekend roster pattern

CONTENT03.jpg

Weekdays rostered off—The current contract states that regardless of duties worked, RMOs must be paid for a minimum of 8 hours duty Monday to Friday between the hours of 0730–1730.
Following discussion, respondents were offered the options of the status quo or a change that would allow weekdays to be rostered off. Options included weekdays rostered off with roster monitoring left to the accreditation authorities for education or only on rosters where SMOs were also working similar shifts.
RMOs appeared evenly split between all three options (40%, 28%, and 32% respectively), however a majority (60%) supported the concept of rostered weekdays off in some form. SMOs more clearly favoured rostered weekdays off (80%) with a trend toward external imposition by accreditation (Table 1)
Maximum hours per week—Following discussion, respondents were asked their opinion regarding the maximum hours that should be rostered in any 7-day period. SMOs appeared to favour a 72-hour maximum (54%), with 60 hours per week the most popular option for RMOs (43%). The difference between RMOs and SMOs however was not significant (Table 1).

Perspectives on meals structure (Table 2)

Respondents were asked their opinion as to the ideal delivery method of the contract clause entitling RMOs to a meal while working over a recognised meal break.
RMOs appeared evenly divided between unlimited access (status quo), a transferable voucher system, daily dollar limit, or direct pay supplement (22%, 26%, 19%, and 26% respectively). SMOs significantly favoured the ‘other’ option (40% compared to just 7% of RMOs) and when asked in discussion, believe that RMOs should pay for their own meals and that this entitlement should be deleted from the contract (Table 2).
Respondents were then asked for their opinion on a reasonable dollar limit if that option was to be chosen, with the majority of RMOs (52%) opting for a NZ$10/meal restriction and the largest number of SMOs (43%) opting for an $8/meal restriction (Table 2).

Table 2. Perspectives on meal structure


SMO
n=32
RMO
n=27
P value
RMO vs SMO
Meal structure





Unlimited Access
0
6
0.007

Voucher System
4
7

Daily $ limit

7
5

Pay supplement
7
7

Other

12
2
Meals dollar limit




$8 per meal

12
0
0.002

$9 per meal

4
3

$10 per meal

5
13

$12 per meal

2
5

Other

5
4

Perspectives on remuneration methods (Table 3)

Currently RMOs in New Zealand are paid on a salary band system. When RMO rotations are introduced or changed, RMOs are asked to keep a log book of hours worked and then pay is related to the band of average hours worked.
Following discussion, respondents were offered retention of the status quo or a change of remuneration methods. Options included a base salary plus hourly rate for after hours worked (as in Australia), a base salary only (as in the USA), or a pure hourly rate. The majority of RMOs (52%) favoured a base salary plus hourly overtime, while SMOs were fairly evenly split between the other options (Table 3). Differences between the groups, however, were not significant.
The audience was also asked about reimbursement of vocational training costs and what they considered to be reasonable. Options given were: the status quo—unlimited reimbursement of all costs incurred on the pathway to vocational registration; a dollar cap annually or per training programme; a capped number of training items (eg, textbooks, courses, etc); or ‘other’. RMOs’ most preferred option was the status quo (50%) while their senior colleagues preferred the concept of a dollar cap (72%) (Table 3, Figure 4).

Table 3. Perspectives on salary administration


SMO
n=32
RMO
n=27
P value
RMO vs SMO
Remuneration Methods




Salary bands based on run/logbooks
10
6
0.428

Base salary + penal hourly rate
8
12

Base salary only
1
0

Graduated hourly rate
7
5

Other

1
0
Reimbursement of Training Costs




Unlimited on vocational pathway
3
10
0.006

Dollar cap annually
21
6

Number cap annually
5
3

Other

0
1

Figure 4. Reimbursement of vocational training costs

CONTENT04.jpg

Discussion

In this study, we surveyed a small group of RMOs and SMOs regarding the working conditions of RMOs in New Zealand. Given the survey was conducted at the Physicians Grand Round in a major tertiary hospital, it should be noted that the views of those surveyed may well differ from members of other specialities and from those of doctors working in smaller centres.
New Zealand employs approximately 2,700 SMOs and 2,000 RMOs. This survey, therefore, sampled only about 1% of doctors in this country and cannot be seen to be representative of the views of the majority. The sample size does, however, permit comparison of the two professional groups—and the results raise interesting points of discussion regarding RMO working conditions and the current relationship between RMOs and SMOs.
Most countries of the Western World have been actively moving to reduce the hours worked by RMOs in training, with the result that (over the last two decades) we have witnessed a gradual reduction in the average number of hours worked per week. In most of these countries, the change has been brought about through legislated change or via the residency accreditation processes. The introduction of the EWTD, for example, has created a short, definitive timetable for the introduction of changes to the healthcare systems of Europe—including Britain’s National Health Service (NHS), one of the largest healthcare systems in the world. As a result, many of the common yet complex issues involved in reduction of RMO working hours are having to be urgently addressed within the United Kingdom.
New Zealand has produced a set of national working conditions through employer/union contract negotiations held at regular intervals. These negotiations have resulted in limits on hours that are some of the lowest in the world, with average hours at 56–58 per week. The current multi-employer collective agreement (MECA) is a ‘one size fits all’ document, breaches of which can result in industrial or legal action. Over the years, hospital management, SMOs, and RMOs have expressed concern at the rigidity of the single solution while, at the same time, applauding the improvements compared with historical junior doctor hours.6 Issues such as the length and quality of training have become important points of discussion within a very complex milieu.7
In our study, RMOs appeared to support the continuation of the current contract provisions regarding:
  • Prohibition of PGY1s working nights in the first 6 months of employment;
  • Restrictions around provision of 24 hour on-call;
  • The requirement for alternate weekends off; and
  • Unlimited training reimbursements for costs incurred on the pathway to vocational registration.
RMOs surveyed appeared to disagree with the current contract position on the issues of:
  • Maximum allowable consecutive nights; and
  • Notification of relief period.
A less definitive RMO opinion was expressed on the issues of:
  • Weekdays rostered off; and
  • Structure of meals reimbursement.
Most importantly, and of significant concern, was the disparity in viewpoint between SMOs and RMOs on the issues of:
  • Ability of PGY1s to work nights in first 6 months;
  • Allowance for 24 hour call;
  • Pattern of weekends off;
  • Weekdays rostered off;
  • Maximum permissible hours of work;
  • Provision of meal entitlements and;
  • Reimbursement of training costs
It is of serious concern to any profession when there develops a widening gulf between its senior and junior members. It is of even greater concern in an apprentice-style training program in which juniors are expected to receive training, education, and guidance from more senior members of the profession. Any divergence in views on ways of working could have a significant detrimental effect both on the provision of training and hence the quality of healthcare professionals in the future, as well as service delivery to the public of New Zealand.
This study is small and cannot be used for wider generalisations. It does, however, highlight potential discrepancies between the viewpoints of various stakeholders to the provision of healthcare and training in New Zealand. The structure of junior doctor working conditions is fundamental to the delivery of care within a hospital system. Any change to roster patterns for example, can result in an undersupply of RMOs for created positions and hence shortages, unsafe work practices and flow on effects to all aspects of the healthcare system.
In the United Kingdom, Canada, United States, and Australia, professional bodies are meeting with government and hospital employers to openly discuss these issues in an effort to come up with agreed solutions to what is a very complex situation.
This study suggests that there may be differences of opinion in New Zealand that are not captured by the current employer-union process that require frank and open discussion. The authors believe that the profession should take ownership of these issues, and the views of all stakeholders should be sought through wider processes such as national conferences, surveys, or other such mechanisms. This information could then be used to develop appropriate strategies to address these differences and their implications.
Author information: Stephen Child, Director of Clinical Training; Andrew Old, Senior House Officer, Auckland District Health Board, Auckland
Correspondence: Dr Stephen Child, Director of Clinical Training, Auckland District Health Board, Private Bag 92024, Auckland. Fax: (09) 623 6421; email: Stephenc@adhb.govt.nz
References:
  1. Singh D. Quarter of hospitals not ready to comply with working time directive. BMJ. 2004;328:1034.
  2. Gould M. Medical staffing: Juniors take on specialist duties. BMJ. 2002;325:459.
  3. Sheldon T. Pressure mounts over European Working Time Directive. BMJ. 2004;328:911.
  4. Chikwe J, de Souza A, Pepper J. No time to train the surgeons. BMJ. 2004;328:418–9.
  5. Medical Council of New Zealand. The New Zealand medical workforce in 2001. MCNZ; 2003. Available online. URL: http://www.mcnz.org.nz/portals/1/publications/workforce%202001.pdf Accessed October 2004.
  6. Advisory Committee on the Medical Workforce. Future deployment of medical practitioners: proceedings of the Ashburton Workshop. Wellington: The Advisory Committee on the Medical Workforce 1987.
  7. Ovens L. No time to train the surgeons. Learning from the New Zealand experience. BMJ. 2004;328:1134.


     
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